RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L•• H••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 24, 2025 · Memphis, Tn
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 14, 2021 to Jan 6, 2025 · Germantown, Tn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 19, 2013 to Dec 26, 2019 · Henderson, Nv
- K••••• P•••••• W••••• S•••••••• L•• BD affiliatedDec 5, 2011 to Dec 31, 2013 · Henderson, Nv
- M••••• S•••••• wirehouseNov 2, 2009 to Dec 12, 2011 · Henderson, Nv
- F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 6, 2025, registered Feb 24, 2025 (49 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 26, 2019, registered Sep 14, 2021 (628 days) · Affiliated broker-dealer or bank to another
- K••••• P•••••• W••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2013, registered Nov 19, 2013 (-42 days) · Other
- M••••• S•••••• to K••••• P•••••• W••••• S•••••••• L••left Dec 12, 2011, registered Dec 5, 2011 (-7 days) · Other
- J•••••• L•• H•••• left F••••••• P••••••• A•• W•••••••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-02-24)Jan 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address