DFX Intelligence
Reading the graph
Reading the graph
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Advisor at 4•••••• A•••••••• I•••
BURR RIDGE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 4•••••• A•••••••• I••• | Independent wealth | Jun 29, 2023 | n/a | yes | BURR RIDGE, IL | Current employment |
| R••••••••• I••••• M••••••••• I••• | n/a | Sep 19, 2012 | Dec 31, 2024 | no | WARRENVILLE, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••••• I••••• M••••••••• I••• | 4•••••• A•••••••• I••• | Dec 31, 2024 | Jun 29, 2023 | -551 | Firm change after gap | Other |
| C•••••• M••••••••• A••••••••• | R••••••••• I••••• M••••••••• I••• | Sep 26, 2012 | Sep 19, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164871:129727:IL:2024-12-31 | Dec 31, 2024 | Jun 29, 2023 | WARRENVILLE, IL | Firm change after gap |
| C•••••• M••••••••• A••••••••• | n/a | Nov 26, 2009 | Sep 26, 2012 | no | LISLE, IL | Previous registration |
| B•••• • R•••••• L•• | n/a | Feb 29, 2000 | Jan 25, 2006 | no | SCHAUMBURG, IL | Previous registration |
| -7 |
| Firm change |
| Other |
| B•••• • R•••••• L•• | C•••••• M••••••••• A••••••••• | Jan 25, 2006 | Nov 26, 2009 | 1,401 | Firm change after gap | Other |