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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

4WEALTH ADVISORS, INC.

CRD 129727

BURR RIDGE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d418dbf0-6859-33ea-bfa3-dd2d9e154ec7

Data as of Apr 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: May 7, 2018 to Apr 9, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.76 fund_share=0.0 institutional_share=0.24 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $275MItem 5.F on the latest filing (2026-04-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $133M
Private client RAUM: $209MderivedItem 5.D individuals plus high net worth individuals
Private client share: 76%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $25.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,262
Individual clients: 448
High net worth clients: 60
Custody, client assets: $56.9M
SEC number: 801-113392
CIK: 2056676
CRD: 129727
Filings on the tape: 16
First filed: May 7, 2018
Latest filed: Apr 9, 2026
Organised: Corporation, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RITA DIANA BUNCH	n/a	BURR RIDGE, IL	22	31	2	yes
PETER DOMINIC RECCHIA	n/a	BURR RIDGE, IL	22	29	2	no
HALLY MARIA DUNN	n/a	BURR RIDGE, IL	21	32	2	no
TERRENCE MICHAEL HEAFEY	Certified Financial Planner	BURR RIDGE, IL \| Orland Park, IL \| ORLAND PARK, IL	9	30	3	no
RYAN F KAVOIS	Certified Financial Planner	BURR RIDGE, IL \| ORLAND PARK, IL \| Orland Park, IL	9	20	3	no
CHRISTOPHER CHARLES GONZALES	n/a	BURR RIDGE, IL \| ORLAND PARK, IL \| Orland Park, IL	9	12	2	no
WILLIAM JAMES TASKER	n/a	TINLEY PARK, IL \| BURR RIDGE, IL	4	21	4	no
PETER JAMES STEIGERWALD	n/a	Fountain Hills, AZ \| BURR RIDGE, IL	4	16	2	no
GREGORY JOSEPH NICKUM	Chartered Financial Analyst	BURR RIDGE, IL	3	27	3	no
MICHAEL JAEGER MCEVOY	n/a	BURR RIDGE, IL	1	11	n/a	no
JASON MICHAEL POSCHINGER	n/a	BURR RIDGE, IL \| INDIANAPOLIS, IN	0	11	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RECCHIA, PETER, DOMINIC	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	11/2003	May 7, 2018	May 31, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
4WEALTH CPAS, LLC	n/a	n/a	n/a	N	yes	n/a
4WEALTH INSURANCE GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ORLAND PARK	IL	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 9, 2026	$275M	$133M	13	10	1	n/a	n/a
2024	Mar 13, 2025	$247M	$208M	13	9	1	n/a	n/a
2023	Mar 26, 2024	$213M	$174M	12	9	1	n/a	n/a
2022	Mar 29, 2023	$173M	$132M	11	8	1	n/a	n/a
2021	Mar 16, 2022	$190M	$152M	10	8	1	n/a	n/a
2020	Mar 23, 2021	$166M	$130M	8	6	1	n/a	n/a
2019	Mar 30, 2020	$142M	$111M	8	6	1	n/a	n/a
2018	Mar 27, 2019	$122M	$96.1M	8	6	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$275M	$247M	11.5%	$173M	16.6%	13	13	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RETIREMENT INCOME MANAGEMENT, INC.	2	Dec 31, 2024	Jun 29, 2023	WARRENVILLE, IL	Team lift out	Other	100.0%
IPI WEALTH MANAGEMENT, INC.	3	Aug 1, 2017	Jul 31, 2017	ORLAND PARK, IL	Team lift out	Other	5.9%

Relationships

Registered with (11)

← JASON MICHAEL POSCHINGERAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← MICHAEL JAEGER MCEVOYAdvisorregistration: current employment
Jun 25, 2025 to presentfactForm ADV
← GREGORY JOSEPH NICKUMAdvisorregistration: current employment
Jun 29, 2023 to presentfactForm ADV
← PETER JAMES STEIGERWALDAdvisorregistration: current employment
Jan 4, 2022 to presentfactForm ADV
← WILLIAM JAMES TASKERAdvisorregistration: current employment
Sep 27, 2021 to presentfactForm ADV
← TERRENCE MICHAEL HEAFEYAdvisorregistration: current employment
Jul 31, 2017 to presentfactForm ADV
← RYAN F KAVOISAdvisorregistration: current employment
Jul 31, 2017 to presentfactForm ADV
← CHRISTOPHER CHARLES GONZALESAdvisorregistration: current employment
Jul 31, 2017 to presentfactForm ADV
← HALLY MARIA DUNNAdvisorregistration: current employment
Feb 25, 2005 to presentfactForm ADV
← RITA DIANA BUNCHAdvisorregistration: current employment
Apr 30, 2004 to presentfactForm ADV
← PETER DOMINIC RECCHIAAdvisorregistration: current employment
Apr 30, 2004 to presentfactForm ADV

Controls (1)

← RECCHIA, PETER, DOMINICOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 7, 2018 to May 31, 2024factForm ADV

Moved with (1)

← IPI WEALTH MANAGEMENT, INC.Registered adviser3 advisors, team lift out, same day
Aug 1, 2017 to Jul 31, 2017factForm ADV

Dated events

Occurred
Dec 31, 2024
Team lift-out
2 advisors left Retirement Income Management, Inc. (Warrenville, IL) for 4Wealth Advisors, Inc. on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
May 7, 2018
First Form ADV filing
4Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d418dbf0-6859-33ea-bfa3-dd2d9e154ec7
First observed: May 7, 2018
Last observed: Apr 9, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

4WEALTH ADVISORS, INC.

CRD 129727

BURR RIDGE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d418dbf0-6859-33ea-bfa3-dd2d9e154ec7

Data as of Apr 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RITA DIANA BUNCH

n/a

BURR RIDGE, IL

yes

PETER DOMINIC RECCHIA

n/a

BURR RIDGE, IL

HALLY MARIA DUNN

n/a

BURR RIDGE, IL

TERRENCE MICHAEL HEAFEY

Certified Financial Planner

BURR RIDGE, IL | Orland Park, IL | ORLAND PARK, IL

RYAN F KAVOIS

Certified Financial Planner

BURR RIDGE, IL | ORLAND PARK, IL | Orland Park, IL

CHRISTOPHER CHARLES GONZALES

n/a

BURR RIDGE, IL | ORLAND PARK, IL | Orland Park, IL

WILLIAM JAMES TASKER

n/a

TINLEY PARK, IL | BURR RIDGE, IL

PETER JAMES STEIGERWALD

n/a

Fountain Hills, AZ | BURR RIDGE, IL

GREGORY JOSEPH NICKUM

Chartered Financial Analyst

BURR RIDGE, IL

MICHAEL JAEGER MCEVOY

n/a

BURR RIDGE, IL

n/a

JASON MICHAEL POSCHINGER

n/a

BURR RIDGE, IL | INDIANAPOLIS, IN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RECCHIA, PETER, DOMINIC

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

11/2003

May 7, 2018

May 31, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

4WEALTH CPAS, LLC

n/a

yes

n/a

4WEALTH INSURANCE GROUP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ORLAND PARK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 9, 2026

$275M

$133M

n/a

2024

Mar 13, 2025

$247M

$208M

n/a

2023

Mar 26, 2024

$213M

$174M

n/a

2022

Mar 29, 2023

$173M

$132M

n/a

2021

Mar 16, 2022

$190M

$152M

n/a

2020

Mar 23, 2021

$166M

$130M

n/a

2019

Mar 30, 2020

$142M

$111M

n/a

2018

Mar 27, 2019

$122M

$96.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$275M

$247M

11.5%

$173M

16.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RETIREMENT INCOME MANAGEMENT, INC.

Dec 31, 2024

Jun 29, 2023

WARRENVILLE, IL

Team lift out

Other

100.0%

IPI WEALTH MANAGEMENT, INC.

Aug 1, 2017

Jul 31, 2017

ORLAND PARK, IL

Team lift out

Other

5.9%