This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

May 10, 2003

First registration

Feb 2, 2011

Dual registered

yes, broker-dealer

Other names

GREGORY M JOHNSON|GREGORY JOHNSON|GREG MICHAEL JOHNSON|GREG M JOHNSON|GREG JOHNSON

IAPD individual key

4654162

• Occurred

  Apr 17, 2025
  Advisor changed firm

  Gregory Michael Johnson left Hantz Financial Services, Inc. for Ameriprise Financial Services, Llc (registered 2025-04-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:81230c55-fa6d-75be-1f13-8d91382dce55

First observed

Feb 2, 2011

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.