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K••• E•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

K••• E•••••• R••••

Advisor at O•••• P•••••••• S••••••••• L••

OMAHA, NE | Berwyn, PA

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Search this name across graphsid dfx:ria:812dea5a-da9a-1eb6-ef27-74258147813c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P•••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P•••••••• S••••••••• L••	Bd affiliated wealth	Jan 17, 2023	n/a	yes	OMAHA, NE\|Berwyn, PA	Current employment
O•••• P•••••••• S••••••••• L••	Former SEC adviser	Jan 12, 2022	Jan 6, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Jan 6, 2023	Jan 17, 2023	11	Bulk transfer	RIA to ibd
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Dec 31, 2021

Relationships

Registered with (4)

→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 19, 2020 to Dec 31, 2021factForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 12, 2022 to Jan 6, 2023factForm ADV
→ B•••••• C•••••• I••Registered adviserregistration: previous registration
Aug 30, 2012 to Oct 16, 2020factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:812dea5a-da9a-1eb6-ef27-74258147813c
First observed: Nov 13, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.