This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC CAPITAL MARKETS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 27, 2024

First registration

Apr 1, 2024

Dual registered

yes, broker-dealer

IAPD individual key

7656217

• Occurred

  Sep 19, 2025
  Advisor changed firm

  Nigel Gillespie left Thrivent Investment Management Inc. for Rbc Capital Markets, Llc (registered 2025-09-18)

  Form ADVobserved 5 days ago
• Occurred

  Aug 1, 2024
  Advisor changed firm

  Nigel Gillespie left Ameriprise Financial Services, Llc for Thrivent Investment Management Inc. (registered 2024-10-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8130df91-e04e-a20b-5b10-5f3cf0280f8e

First observed

Apr 1, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.