DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
LANCASTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Aug 12, 2024 | n/a | yes | LANCASTER, PA | Current employment |
| C••••• B•••• F•••••••• G••••• L•• | Independent wealth | Mar 13, 2023 | Oct 15, 2025 | no | MOORESTOWN, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• B•••• F•••••••• G••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 15, 2025 | Aug 12, 2024 | -429 | Firm change after gap | RIA to ibd |
| E••••• J•••• | C••••• B•••• F•••••••• G••••• L•• | Mar 10, 2023 | Mar 13, 2023 |
| E••••• J•••• | National bd RIA | Oct 7, 2022 | Mar 10, 2023 | no | Exton, PA | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | May 7, 2021 | Jan 28, 2022 | no | Exton, PA|CAMP HILL, PA | Previous registration |
| C••••••••• I••••••••• L•• | Mixed wealth | Apr 13, 2015 | Oct 7, 2020 | no | NEW YORK, NY | Previous registration |
| B•• M••••• A•••••••• I••• | Bank affiliated wealth | Jan 31, 2006 | Apr 1, 2015 | no | KING OF PRUSSIA, PA|NEW YORK, NY | Previous registration |
| P••••••• L•• | n/a | Jan 31, 2006 | Mar 31, 2006 | no | Pennington, NJ|MALVERN, PA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 17, 2004 | Jul 27, 2005 | no | PENNINGTON, NJ | Previous registration |
| 3 |
| Firm change |
| Ibd to RIA |
| P•••• S••••••••• L•• | E••••• J•••• | Jan 28, 2022 | Oct 7, 2022 | 252 | Firm change | Ibd to ibd |
| C••••••••• I••••••••• L•• | P•••• S••••••••• L•• | Oct 7, 2020 | May 7, 2021 | 212 | Firm change | RIA to ibd |
| B•• M••••• A•••••••• I••• | C••••••••• I••••••••• L•• | Apr 1, 2015 | Apr 13, 2015 | 12 | Firm change | Other |
| P••••••• L•• | B•• M••••• A•••••••• I••• | Mar 31, 2006 | Jan 31, 2006 | -59 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P••••••• L•• | Jul 27, 2005 | Jan 31, 2006 | 188 | Firm change | Other |