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Advisor at MML INVESTORS SERVICES, LLC
Basking Ridge, NJ | Paramus, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 20, 2024 | n/a | yes | Paramus, NJ|Basking Ridge, NJ | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 6, 2020 | Jun 21, 2024 | no | MORRISTOWN, NJ | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | May 15, 2019 | Feb 25, 2020 | no | Morristown, NJ|PORTLAND, OR | Previous registration |
| SUMMIT FINANCIAL, LLC | Bd affiliated wealth | Dec 26, 2018 | May 14, 2019 | no | PARSIPPANY, NJ | Previous registration |
| SUMMIT FINANCIAL RESOURCES INC | Former SEC adviser | Sep 7, 2007 | Sep 20, 2018 | no | PARSIPPANY, NJ | Previous registration |
| SUMMIT EQUITIES INC | Former SEC adviser | Sep 7, 2007 | Dec 27, 2018 | no | PARSIPPANY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | MML INVESTORS SERVICES, LLC | Jun 21, 2024 | Jun 20, 2024 | -1 | Firm change | Ibd to ibd |
| M HOLDINGS SECURITIES, INC. | EQUITABLE ADVISORS, LLC | Feb 25, 2020 | May 6, 2020 | 71 | Firm change | Ibd to ibd |
| SUMMIT FINANCIAL, LLC | M HOLDINGS SECURITIES, INC. | May 14, 2019 | May 15, 2019 | 1 | Firm change | Ibd to ibd |
| SUMMIT EQUITIES INC | SUMMIT FINANCIAL, LLC | Dec 27, 2018 | Dec 26, 2018 | -1 | Firm change | RIA to ibd |
| SUMMIT FINANCIAL RESOURCES INC | SUMMIT EQUITIES INC | Sep 20, 2018 | Sep 7, 2007 | -4,031 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11039:299322:NJ:2018-12-21 | Dec 27, 2018 | Dec 26, 2018 | PARSIPPANY, NJ | Firm change |
| 104990:11039:NJ:2018-09-20 | Sep 20, 2018 | Sep 7, 2007 | PARSIPPANY, NJ | Firm change after gap |