DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Victor Dominick Maccagnan
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Victor Domenick Maccagnan
At current firm
2 y
since Jun 20, 2024
In the industry
26 y
since Nov 15, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Jun 20, 2024 · Paramus, Nj
- Equitable Advisors, LLC national BDMay 6, 2020 to Jun 21, 2024 · Morristown, Nj
- M Holdings Securities, Inc. BD affiliatedMay 15, 2019 to Feb 25, 2020 · Morristown, Nj
- Summit Financial, LLC BD affiliatedDec 26, 2018 to May 14, 2019 · Parsippany, Nj
- Summit Financial Resources Inc formerSep 7, 2007 to Sep 20, 2018 · Parsippany, Nj
- Summit Equities Inc formerSep 7, 2007 to Dec 27, 2018 · Parsippany, Nj
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to MML Investors Services, LLCleft Jun 21, 2024, registered Jun 20, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- M Holdings Securities, Inc. to Equitable Advisors, LLCleft Feb 25, 2020, registered May 6, 2020 (71 days) · Affiliated broker-dealer or bank to another
- Summit Financial, LLC to M Holdings Securities, Inc.left May 14, 2019, registered May 15, 2019 (1 days) · Affiliated broker-dealer or bank to another
- Summit Equities Inc to Summit Financial, LLCleft Dec 27, 2018, registered Dec 26, 2018 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Summit Financial Resources Inc to Summit Equities Incleft Sep 20, 2018, registered Sep 7, 2007 (-4031 days) · Other · moved with a team
Signals
- Victor Dominick Maccagnan left Equitable Advisors, Llc for Mml Investors Services, Llc (registered 2024-06-20)Jun 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address