A••• N•• N••••

Advisor at G•••• G•••• W••••• M••••••••• L••

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:814aef39-3a56-c3fd-fb16-5844433c396a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• G•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• G•••• W••••• M••••••••• L••	Independent wealth	Aug 10, 2018	n/a	yes	BEVERLY HILLS, CA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Aug 10, 2017	Mar 9, 2018	no	BEVERLY HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	G•••• G•••• W••••• M••••••••• L••	Mar 9, 2018	Aug 10, 2018	154	Firm change	Ibd to RIA
M••••• S••••••	R•• C•••••• M••••••• L••	Aug 11, 2017	Aug 10, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:31194:CA:2017-08-11	Aug 11, 2017	Aug 10, 2017	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (5)

→ G•••• G•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 10, 2018 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Aug 10, 2017 to Mar 9, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Aug 11, 2017factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:814aef39-3a56-c3fd-fb16-5844433c396a
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.