RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• N•• N••••
- Title
- Managing Partner/Wealth Advisorreportedgreatgable.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- G•••• G•••• W••••• M••••••••• L•• independent RIA currentsince Aug 10, 2018 · Beverly Hills, Ca
- R•• C•••••• M••••••• L•• national BDAug 10, 2017 to Mar 9, 2018 · Beverly Hills, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 11, 2017 · Beverly Hills, Ca
- M••••• S•••••• • C•• L•• unclassifiedMar 27, 2009 to Jun 1, 2009 · Beverly Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 8, 1997 to Apr 14, 2009 · Beverly Hills, Ca
- R•• C•••••• M••••••• L•• to G•••• G•••• W••••• M••••••••• L••left Mar 9, 2018, registered Aug 10, 2018 (154 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to R•• C•••••• M••••••• L••left Aug 11, 2017, registered Aug 10, 2017 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Apr 14, 2009, registered Mar 27, 2009 (-18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address