DFX Intelligence

J••••••• M•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

J••••••• M•••••• R•••

Advisor at A••••••• W••••• A•••••••

Frisco, TX

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Search this name across graphsid dfx:ria:814c751c-09c1-5a9b-9b55-16854160ea18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Jul 22, 2019	n/a	yes	Frisco, TX	Current employment
T•••• A•••••••• L••	Former SEC adviser	Aug 1, 2016	Jul 22, 2019	no	Frisco, TX\|ATLANTA, GA\|Frisco, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A•••••••• L••	A••••••• W••••• A•••••••	Jul 22, 2019	Jul 22, 2019	0	Firm change	Ibd to RIA
V•• A••••••• S•••••••	T•••• A•••••••• L••	Aug 1, 2016	Aug 1, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
25803:288863:TX:2019-07-22	Jul 22, 2019	Jul 22, 2019	FRISCO, TX	Firm change
14503:25803:KS:2016-08-01	Aug 1, 2016	Aug 1, 2016	OVERLAND PARK, KS	Firm change

Relationships

Registered with (4)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 22, 2019 to presentfactForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2016 to Jul 22, 2019factForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 7, 2003 to Aug 1, 2016factForm ADV
→ T•• M••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:814c751c-09c1-5a9b-9b55-16854160ea18
First observed: Jun 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.