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Advisor at M••••• S••••••
Rolling Hills Estates, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Mar 28, 2025 | n/a | yes | Rolling Hills Estates, CA | Current employment |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jul 14, 2023 | Apr 11, 2025 | no | NEW YORK, NY|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Apr 11, 2025 | Mar 28, 2025 | -14 | Firm change | Ibd to wirehouse |
| C••••• S••••• S••••••••• •••• L•• | C•••••••• G••••• M•••••• I••• | Jul 27, 2023 | Jul 14, 2023 |
| C••••• S••••• S••••••••• •••• L•• | Former SEC adviser | Jun 25, 2020 | Jul 27, 2023 | no | NEW YORK, NY|New York, NY | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 9, 2015 | Jul 11, 2018 | no | CENTURY CITY, CA | Previous registration |
| -13 |
| Firm change |
| Other |
| R•• C•••••• M••••••• L•• | C••••• S••••• S••••••••• •••• L•• | Jul 11, 2018 | Jun 25, 2020 | 715 | Firm change after gap | Other |