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D•••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

D•••• C•••••• A•••••••

D•••• WEALTH ADVISORS, LLC, CRD 300734

DALLAS, TX

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Search this name across graphsid dfx:ria:81509c03-f1c5-3781-cbbd-00beddc4e6d8

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Sep 3, 2020 to Sep 11, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $186MItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $186M
Private client RAUM: $171MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••• L•• L•••••	n/a	DALLAS, TX	2	17	3	no
T••••• P• K••••••	n/a	DALLAS, TX	2	12

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• C•••••• A•••••••• L••	MANAGING MEMBER	E	yes	03/2020	Sep 3, 2020	Mar 8, 2024
L•••••• C•••• L••	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	D	yes	03/2020	Sep 3, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••• R••• M•••••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$186M	$162M	14.4%	$135M	11.1%	9	4	2	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L••• I••••••••• M•••••••••	2	Mar 26, 2019	Mar 26, 2019	DALLAS, TX	Team lift out	RIA to RIA	66.7%

Relationships

Registered with (6)

← A•••••• V•••Advisorregistration: current employment
Mar 20, 2026 to presentfactForm ADV
← C•••••• E• S••••Advisorregistration: current employment
Mar 20, 2026 to presentfactForm ADV
← A••••• H••••• S••••Advisorregistration: previous registration
Mar 26, 2019 to Dec 31, 2023factForm ADV
← C••• L•• L•••••

Dated events

Occurred
Mar 30, 2023
Control person left
P T••••• K•••••• (Senior Associate) no longer on Schedule A of D•••• C•••••• A••••••• (listed 2022-08-04, absent 2023-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2021
Control person joined
P T••••• K•••••• (Director Of Wealth Management) appeared on Schedule A of D•••• C•••••• A•••••••
Form ADVobserved 6 days ago
Occurred
Dec 14, 2020
Control person left
Lynn Kramer Nelson (Managing Member) no longer on Schedule A of D•••• C•••••• A••••••• (listed 2020-11-10, absent 2020-12-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81509c03-f1c5-3781-cbbd-00beddc4e6d8
First observed: Sep 3, 2020
Last observed: Sep 11, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.