DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••• C•••••• A•••••••
Legal name D•••• W••••• A•••••••• L••
Latest filing Sep 11, 2026
First filing on the tape Sep 3, 2020 · 13 filings
SEC status approved since Oct 2, 2020
RAUM
$186M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$171M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$30.9M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$186M as of Mar 30, 2026
Mar 17, 2021$96.7M then
HNW client RAUM$161M as of Mar 30, 2026
Mar 17, 2021$71.9M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Mar 17, 20214 then
Employees (5.A)8 as of Mar 30, 2026
Mar 17, 20215 then
Private funds: no history
RAUM +14% over the last fiscal year+11% a year over threeIARs 4 to 6offices 0 to 2
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $30.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $485,808derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $26.9M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$161M87%
- Corporations and businesses$14.1M7.6%
- Individuals$10.3M5.6%
- Individual clients
- 33reported
- HNW clients
- 59reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 382reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $26.9M for 31 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••• L•• L••••• | Dallas, Tx | Jan 17, 2024 | 17 y | 3 |
| T••••• P• K•••••• | Dallas, Tx | Jan 17, 2024 | 12 y | 2 |
| E••• A• G•••• | Dallas, Tx | Jan 17, 2024 | 13 y | 1 |
| A••••• H••••• S•••• | Dallas, Tx | Feb 5, 2024 | 10 y | 2 |
| A•••••• V••• | Dallas, Tx | Mar 20, 2026 | 12 y | 5 |
| C•••••• E• S•••• | Dallas, Tx | Mar 20, 2026 | 16 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• E• S•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 20, 2026 · Wirehouse to independent RIA
- A•••••• V••• from F••••• I•••••••••Mar 20, 2026 · RIA to RIA
- T••••• P• K•••••• from R••••• W• B•••• • C•• I•••••••••May 9, 2019 · RIA to RIA
- A••••• H••••• S•••• from L••• I••••••••• M•••••••••Mar 26, 2019 · RIA to RIA
- C••• L•• L••••• from L••• I••••••••• M•••••••••Mar 22, 2019 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L••• I••••••••• M•••••••••Mar 26, 2019 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• C•••• L•• · Chief Compliance Officer/Chief Executive Officer/Managing Membercontrolsince 01/2019 · owns less than 5%
- S••••• A•••••• H••••• · Managing Member/Chief Investment Officer/Chief Financial Officercontrolsince 01/2019 · owns less than 5%
- L•••••• C•••• L•• · Chief Executive Officer/Managing Membercontrolsince 03/2020 · owns 50% to 75% of D•••• C•••••• A•••••••• L••
- S••••• A•••••• H••••• · President /Managing Membercontrolsince 03/2020 · owns 50% to 75% of D•••• C•••••• A•••••••• L••
Entity owners
- D•••• C•••••• A•••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- D•••• R••• M•••••••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 30, 2026 to Sep 11, 2026
- Business name · D•••• C•••••• A••••••• to D•••• P•••••• C••••• G••••• L••Mar 30, 2026 to Sep 11, 2026
- Employees · 8 to 9Mar 30, 2026 to Sep 11, 2026
- Financial planning clients · 51-100 to 51-100Mar 30, 2026 to Sep 11, 2026
- Legal name · D•••• W••••• A•••••••, LLC to D•••• P•••••• C••••• G••••• L••Mar 30, 2026 to Sep 11, 2026
- Succession · false to unsetMar 30, 2026 to Sep 11, 2026
- Accounts · 320 to 382Aug 1, 2025 to Mar 30, 2026
- Advisory employees · 4 to 6Aug 1, 2025 to Mar 30, 2026
- Advisory activities · 3 to 4Aug 1, 2025 to Mar 30, 2026
- Corporate clients · unset to 3.0Aug 1, 2025 to Mar 30, 2026
- HNW clients · 45 to 59Aug 1, 2025 to Mar 30, 2026
- Individual clients · 60 to 33Aug 1, 2025 to Mar 30, 2026
- Pension plan clients · 1.0 to unsetAug 1, 2025 to Mar 30, 2026
- Assets in custody · unset to 26858752.0Aug 1, 2025 to Mar 30, 2026
- Custody of client assets · false to trueAug 1, 2025 to Mar 30, 2026
- Employees · 6 to 8Aug 1, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 6Aug 1, 2025 to Mar 30, 2026
- Other offices · 0 to 2Aug 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $162M to $186MAug 1, 2025 to Mar 30, 2026
- HNW RAUM · $138M to $161MAug 1, 2025 to Mar 30, 2026
- Individual RAUM · $23.2M to $10.3MAug 1, 2025 to Mar 30, 2026
- Pension RAUM · 594322.0 to unsetAug 1, 2025 to Mar 30, 2026
- RAUM · $162M to $186MAug 1, 2025 to Mar 30, 2026
- Business name · D•••• W••••• A••••••• to D•••• C•••••• A•••••••Mar 17, 2025 to Aug 1, 2025
- Employees · 4 to 6Mar 17, 2025 to Aug 1, 2025
- Related adviser · false to trueMar 17, 2025 to Aug 1, 2025
- Related bank · false to trueMar 17, 2025 to Aug 1, 2025
- RAUM · $130M to $162MMar 8, 2024 to Mar 17, 2025
- Accounts · 355 to 320Mar 8, 2024 to Mar 17, 2025
- HNW clients · 62 to 45Mar 8, 2024 to Mar 17, 2025
- Individual clients · 35 to 60Mar 8, 2024 to Mar 17, 2025
- Pension plan clients · unset to 1.0Mar 8, 2024 to Mar 17, 2025
- Financial planning clients · 26-50 to 51-100Mar 8, 2024 to Mar 17, 2025
- Discretionary RAUM · $130M to $162MMar 8, 2024 to Mar 17, 2025
- HNW RAUM · $122M to $138MMar 8, 2024 to Mar 17, 2025
- Individual RAUM · $7.5M to $23.2MMar 8, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $500,000 to $0Mar 8, 2024 to Mar 17, 2025
- Pension RAUM · $500,000 to $594,322Mar 8, 2024 to Mar 17, 2025
- Accounts · 273 to 355Jan 17, 2024 to Mar 8, 2024
- Advisory employees · 3 to 4Jan 17, 2024 to Mar 8, 2024
Signals
4 dated events
- P T••••• K•••••• (Senior Associate) no longer on Schedule A of D•••• C•••••• A••••••• (listed 2022-08-04, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- P T••••• K•••••• (Director Of Wealth Management) appeared on Schedule A of D•••• C•••••• A•••••••Mar 17, 2021 · Control person joined · fact
- Lynn Kramer Nelson (Managing Member) no longer on Schedule A of D•••• C•••••• A••••••• (listed 2020-11-10, absent 2020-12-14)Dec 14, 2020 · Control person left · inference
- D•••• W••••• A••••••• filed its initial SEC registration (Form ADV)Sep 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/delos-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- delospcg.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-810-1610reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026