DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Kate Wright

Advisor at ADVICE AND PLANNING SERVICES

Bloomington, IN | CARMEL, IN | Carmel, IN | WEST LAFAYETTE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81515d67-ae43-5b12-cbe4-ffd0226ee8fb

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2013 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 6, 2013
First registration: Jun 7, 2013
Dual registered: yes, broker-dealer
Other names: KATIE AMBER CODDINGTON|KATE CODDINGTON|KATE A CODDINGTON|KATE WRIGHT|KATE Amber WRIGHT
IAPD individual key: 6075317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 25, 2019	n/a	yes	Bloomington, IN\|CARMEL, IN\|Carmel, IN\|WEST LAFAYETTE, IN	Current employment
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Aug 7, 2017	Mar 13, 2019	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Oct 13, 2014	Jun 29, 2017	no	INDIANAPOLIS, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 7, 2013	Jul 11, 2014	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ONEAMERICA SECURITIES, INC.	ADVICE AND PLANNING SERVICES	Mar 13, 2019	Mar 25, 2019	12	Firm change	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	ONEAMERICA SECURITIES, INC.	Jun 29, 2017	Aug 7, 2017	39	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 11, 2014	Oct 13, 2014	94	Firm change	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Mar 25, 2019 to presentfactForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Aug 7, 2017 to Mar 13, 2019factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Oct 13, 2014 to Jun 29, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 7, 2013 to Jul 11, 2014factForm ADV

Dated events

No dated event names this entity yet.