DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at O•••• P•••••••• S••••••••• L••
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 17, 2023 | n/a | yes | OMAHA, NE | Current employment |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Jan 23, 2020 | Jan 6, 2023 | no | Trabuco Canyon, CA|OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Jan 6, 2023 | Jan 17, 2023 | 11 | Bulk transfer | RIA to ibd |
| A••••••••• I••• | O•••• P•••••••• S••••••••• L•• | Nov 26, 2018 | Feb 21, 2019 |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Feb 21, 2019 | Dec 31, 2019 | no | Torrance, CA|OMAHA, NE | Previous registration |
| A••••••••• I••• | Bd affiliated wealth | Nov 2, 2012 | Nov 26, 2018 | no | CONCORD, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 4, 2012 | Oct 12, 2012 | no | HUNTINGTON BEACH, CA|HUNTINGTON BEACH, CA|WESTLAKE VILLAGE, CA | Previous registration |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Mar 26, 2009 | Dec 31, 2011 | no | HUNTINGTON BEACH, CA | Previous registration |
| N•• A•••••••• I••• | n/a | Apr 23, 2008 | Sep 9, 2008 | no | MALIBU, CA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Dec 11, 2006 | Mar 31, 2008 | no | GARDENA, CA|TORRANCE, CA|CARSON, CA | Previous registration |
| 87 |
| Firm change |
| Ibd to RIA |
| L•• F•••••••• L•• | A••••••••• I••• | Oct 12, 2012 | Nov 2, 2012 | 21 | Firm change | Other |
| C••• B•••••••• S•••••••• I••• | L•• F•••••••• L•• | Dec 31, 2011 | Jan 4, 2012 | 4 | Firm change | Other |
| N•• A•••••••• I••• | C••• B•••••••• S•••••••• I••• | Sep 9, 2008 | Mar 26, 2009 | 198 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | N•• A•••••••• I••• | Mar 31, 2008 | Apr 23, 2008 | 23 | Firm change | Other |