G•••••••• A••••

Advisor at U•• F•••••••• S••••••• I•••

CORAL GABLES, FL | Miami, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:816868aa-ff5b-6af4-0b7d-514c5988a922

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 17, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 12, 2012	n/a	yes	CORAL GABLES, FL\|Miami, FL	Current employment
M••••• S••••••	Wirehouse	Nov 13, 2018	Nov 29, 2018	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	n/a	Nov 29, 2018	n/a	n/a	Departure no registered destination	Departure
H••• S••••••••• •••• I•••	U•• F•••••••• S••••••• I•••	Feb 24, 2012	Mar 12, 2012	17

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Mar 12, 2012 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 13, 2018 to Nov 29, 2018factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Apr 9, 2009 to Feb 24, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:816868aa-ff5b-6af4-0b7d-514c5988a922
First observed: Apr 9, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.