DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Guadalupe Abril
Feed of 09/15/2026
Also filed as Guadalupe Idalis Albrecht
At current firm
14 y
since Mar 12, 2012
In the industry
17 y
since Mar 17, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- UBS Financial Services Inc. wirehouse currentsince Mar 12, 2012 · Coral Gables, Fl
- Morgan Stanley wirehouseNov 13, 2018 to Nov 29, 2018 · Miami, Fl
- Hsbc Securities (USA) Inc. BD affiliatedApr 9, 2009 to Feb 24, 2012 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to no registered destinationleft Nov 29, 2018 · Departure, no registered destination
- Hsbc Securities (USA) Inc. to UBS Financial Services Inc.left Feb 24, 2012, registered Mar 12, 2012 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address