DFX Intelligence

D•••• D••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

D•••• D••••• P•••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

WALNUT CREEK, CA | HENDERSON, NV

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Search this name across graphsid dfx:ria:816d02d2-341c-c60b-2d27-673a3356c716

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 15, 2018	n/a	yes	WALNUT CREEK, CA\|HENDERSON, NV	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 3, 2015	Jun 3, 2016	no	SALEM, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 17, 2015	Jun 3, 2015	-14	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Aug 19, 2013	Apr 28, 2015

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 3, 2015 to Jun 3, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 28, 2015 to Jun 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:816d02d2-341c-c60b-2d27-673a3356c716
First observed: Apr 12, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.