DFX Intelligence

Data Factory

RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)26 years in industry

JAMES C DEMINNO

Advisor at VANDERBILT ADVISORY SERVICES

Boca Raton, FL | WOODBURY, NY | New City, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8171cc60-8ea6-7837-6c41-d6253a833caa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 12, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANDERBILT ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Personal Financial Specialist
Exams: S63
First exam: Oct 21, 2002
First registration: Nov 12, 2009
Dual registered: yes, broker-dealer
Other names: JAMES C DEMINNO|JAMES DEMINNO|James D Eminno|Jim DeMinno|Jim C DeMinno
IAPD individual key: 4595548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	Jul 9, 2026	n/a	yes	New City, NY\|Boca Raton, FL\|WOODBURY, NY	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	Jul 15, 2026	no	Boca Raton, FL\|New City, NY	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 9, 2023	Sep 5, 2025	no	Boca Raton, FL\|New City, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 27, 2018	Jan 18, 2023	no	BOCA RATON, FL\|NEW CITY, NY	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 12, 2009	May 27, 2010	no	SCOTTSDALE, AZ\|FLORIDA, NY\|NEW CITY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	VANDERBILT ADVISORY SERVICES	Jul 15, 2026	Jul 9, 2026	-6	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	AVANTAX ADVISORY SERVICES	Jan 18, 2023	Jan 9, 2023	-9	Firm change	Ibd to ibd
OSAIC WEALTH, INC.	CETERA INVESTMENT ADVISERS LLC	May 27, 2010	Mar 27, 2018	2,861	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:116537:NY:2026-07-15	Jul 15, 2026	Jul 9, 2026	NEW CITY, NY	Firm change

Relationships

Registered with (4)

→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 5, 2025 to Jul 15, 2026factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 9, 2023 to Sep 5, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 12, 2009 to May 27, 2010factForm ADV

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
James C Deminno left Cetera Investment Advisers Llc for Vanderbilt Advisory Services (registered 2026-07-09)
Form ADVobserved 6 days ago
Occurred
Jan 18, 2023
Advisor changed firm
James C Deminno left Cetera Investment Advisers Llc for Avantax Advisory Services (registered 2023-01-09)
Form ADVobserved 6 days ago