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Reading the graph
Advisor at WELLS FARGO ADVISORS
PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 16, 2026 | n/a | yes | PURCHASE, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 25, 2023 | Jun 12, 2026 | no | North Haven, CT|NORTH HAVEN, CT|NEW YORK, NY|NEW HAVEN, CT|Rocky Hill, CT|NEW HAVEN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jun 12, 2026 | Jun 16, 2026 | 4 | Firm change | Wirehouse to wirehouse |