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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BROCK HILL PRIVATE ADVISORS

BROCK HILL INC., CRD 324946

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:817537cc-1d3c-e73e-33f0-8a03eef0d60b

Data as of Jan 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 31, 2023 to Jan 31, 2023
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2023-01-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 5
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-127410
CRD: 324946
Filings on the tape: 1
First filed: Jan 31, 2023
Latest filed: Jan 31, 2023
Organised: Corporation, Massachusetts

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JARED HOBERT BROCK	Certified Financial Planner	NEWTON, MA	3	18	11	no
RYAN BRUCE HILL	n/a	NEWTON, MA \| WILMINGTON, NC	3	11	4	no
JAMES ROBERT POTTER	n/a	Bourne3, MA \| NEWTON, MA	2	31	1	no
Patrick Joseph Kearney	n/a	NEWTON, MA	2	13	n/a	no
Jon Edward Duane	n/a	NEWTON, MA	2	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROCK, JARED, HOBERT	MANAGING PARTNER & CHIEF COMPLIANCE OFFICER	D	yes	03/2023	Jan 31, 2023	Jan 31, 2023
HILL, RYAN, BRUCE	MANAGING PARTNER	D	yes	03/2023	Jan 31, 2023	Jan 31, 2023

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EQUITABLE ADVISORS, LLC	2	Sep 15, 2023	Aug 28, 2023	WELLESLEY, MA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (5)

← Jon Edward DuaneAdvisorregistration: current employment
Apr 2, 2024 to presentfactForm ADV
← Patrick Joseph KearneyAdvisorregistration: current employment
Mar 12, 2024 to presentfactForm ADV
← JAMES ROBERT POTTERAdvisorregistration: current employment
Jan 10, 2024 to presentfactForm ADV
← JARED HOBERT BROCKAdvisorregistration: current employment
Aug 28, 2023 to presentfactForm ADV
← RYAN BRUCE HILLAdvisorregistration: current employment
Aug 28, 2023 to presentfactForm ADV

Controls (2)

← HILL, RYAN, BRUCEOwnerMANAGING PARTNER, ownership code D, individual
Jan 31, 2023 to presentfactForm ADV
← BROCK, JARED, HOBERTOwnerMANAGING PARTNER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 31, 2023 to presentfactForm ADV

Moved with (1)

← EQUITABLE ADVISORS, LLCRegistered adviser2 advisors, team lift out
Sep 15, 2023 to Aug 28, 2023factForm ADV

Dated events

Occurred
Sep 15, 2023
Team lift-out
2 advisors left Equitable Advisors, LLC (Wellesley, MA) for Brock Hill Private Advisors within 4 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Jan 31, 2023
First Form ADV filing
Brock Hill Private Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:817537cc-1d3c-e73e-33f0-8a03eef0d60b
First observed: Jan 31, 2023
Last observed: Jan 31, 2023 44 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROCK HILL PRIVATE ADVISORS

BROCK HILL INC., CRD 324946

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:817537cc-1d3c-e73e-33f0-8a03eef0d60b

Data as of Jan 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JARED HOBERT BROCK

Certified Financial Planner

NEWTON, MA

RYAN BRUCE HILL

n/a

NEWTON, MA | WILMINGTON, NC

JAMES ROBERT POTTER

n/a

Bourne3, MA | NEWTON, MA

Patrick Joseph Kearney

n/a

NEWTON, MA

n/a

Jon Edward Duane

n/a

NEWTON, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROCK, JARED, HOBERT

MANAGING PARTNER & CHIEF COMPLIANCE OFFICER

yes

03/2023

Jan 31, 2023

HILL, RYAN, BRUCE

MANAGING PARTNER

yes

03/2023

Jan 31, 2023

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EQUITABLE ADVISORS, LLC

Sep 15, 2023

Aug 28, 2023

WELLESLEY, MA

Team lift out

Ibd to new firm

0.1%