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Advisor at BROCK HILL PRIVATE ADVISORS
NEWTON, MA | WILMINGTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROCK HILL PRIVATE ADVISORS | Former SEC adviser | Aug 28, 2023 | n/a | yes | WILMINGTON, NC|NEWTON, MA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 26, 2021 | Sep 15, 2023 | no | WELLESLEY, MA | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Feb 23, 2018 | Jan 26, 2021 | no | BOSTON, MA|BOSTON, MA|BRAINTREE, MA|BOSTON, MA|BURLINGTON, MA|MEDFORD, MA|Woburn, MA | Previous registration |
| ASSET MANAGEMENT RESOURCES, LLC | Former SEC adviser | Oct 4, 2016 | Feb 6, 2018 | no | HYANNIS, MA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 25, 2015 | Sep 15, 2016 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | BROCK HILL PRIVATE ADVISORS | Sep 15, 2023 | Aug 28, 2023 | -18 | Firm change | Ibd to new firm |
| CITIZENS SECURITIES, INC. | EQUITABLE ADVISORS, LLC | Jan 26, 2021 | Jan 26, 2021 | 0 | Firm change | Ibd to ibd |
| ASSET MANAGEMENT RESOURCES, LLC | CITIZENS SECURITIES, INC. | Feb 6, 2018 | Feb 23, 2018 | 17 | Firm change | Other |
| WELLS FARGO ADVISORS | ASSET MANAGEMENT RESOURCES, LLC | Sep 15, 2016 | Oct 4, 2016 | 19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:324946:MA:2023-09-15 | Sep 15, 2023 | Aug 28, 2023 | WELLESLEY, MA | Firm change |
| 39550:6627:MA:2021-01-26 | Jan 26, 2021 | Jan 26, 2021 | WOBURN, MA | Firm change |