DFX Intelligence

T•••••• L• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

T•••••• L• P••••••

Advisor at M••••••• • S••••••• W••••• A•••••••• I•••

POUGHKEEPSIE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:817d69a0-871b-c0da-2122-c4fd4507bb3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• • S••••••• W••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• • S••••••• W••••• A•••••••• I•••	Mixed wealth	May 1, 2026	n/a	yes	POUGHKEEPSIE, NY	Current employment
V••••• I••••••••• A•••••••• L••	Asset manager	Sep 1, 2021	Mar 4, 2026	no	HARTFORD, CT\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• I••••••••• A•••••••• L••	M••••••• • S••••••• W••••• A•••••••• I•••	Mar 4, 2026	May 1, 2026	58	Firm change	Other

Relationships

Registered with (2)

→ M••••••• • S••••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ V••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2021 to Mar 4, 2026factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:817d69a0-871b-c0da-2122-c4fd4507bb3b
First observed: Sep 1, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.