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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TRAUST SOLLUS WEALTH MANAGEMENT, LLC

CRD 108918

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81813e3c-21b1-e21c-b481-aae16354446a

Data as of Feb 9, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2012 to Feb 9, 2018
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $410MItem 5.F on the latest filing (2018-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $392M
Private client RAUM: $410MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 808
Individual clients: 44
High net worth clients: 108
SEC number: 801-57069
CRD: 108918
Filings on the tape: 13
First filed: Mar 12, 2012
Latest filed: Feb 9, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PICARIELLO, BRIAN, MICHAEL	EXECUTIVE VICE PRESIDENT	B	yes	01/2008	Mar 12, 2012	Feb 9, 2018
THE PONT DES ARTS TRUST	Owner	B	yes	12/2016	Feb 9, 2018	Feb 9, 2018
THE TYRUS GROUP	Owner	B	yes	01/2015	Mar 23, 2017	Feb 9, 2018
WEYERS, RICHARD, WILLIAM	EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	A	yes	01/2012	Mar 12, 2012	Feb 9, 2018
ZDENEK FAMILY IRREVOCABLE TRUST	Owner	C	yes	12/2000	Mar 12, 2012	Feb 9, 2018
ZDENEK, ALBERT, JAMES	PRESIDENT AND CHIEF EXECUTIVE OFFICER	B	yes	12/1982	Mar 12, 2012	Feb 9, 2018
ZDENEK, ALBERT, JAMES	Trustee	F	yes	12/2000	Mar 12, 2012	Feb 9, 2018
ZDENEK, ALBERT, JAMES	Owner	F	yes	12/1982	Mar 12, 2012	Feb 9, 2018
ZDENEK, ALBERT, JAMES	Trustee	F	yes	04/2004	Mar 12, 2012	Feb 9, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRAUST SOLLUS CERTIFIED PUBLIC ACCOUTANTS, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 9, 2018	$410M	$392M	25	11	1	n/a	n/a
2016	Mar 23, 2017	$344M	$327M	24	11	n/a	n/a	n/a
2015	Mar 22, 2016	$311M	$297M	24	10	n/a	n/a	n/a
2014	Mar 20, 2015	$345M	$333M	22	6	n/a	n/a	n/a
2013	Mar 6, 2014	$351M	$337M	19	7	n/a	n/a	n/a
2012	Mar 15, 2013	$295M	$283M	17	7	n/a	n/a	n/a
2011	Mar 12, 2012	$262M	$253M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$410M	$344M	19.2%	$345M	5.9%	25	24	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERCER GLOBAL ADVISORS INC.	3	Nov 1, 2018	Mar 4, 2020	PRINCETON, NJ	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (6)

← ZDENEK, ALBERT, JAMESOwnerTRUSTEE, ownership code F, individual
Mar 12, 2012 to presentfactForm ADV
← WEYERS, RICHARD, WILLIAMOwnerEXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 12, 2012 to presentfactForm ADV
← PICARIELLO, BRIAN, MICHAELOwnerEXECUTIVE VICE PRESIDENT, ownership code B, individual
Mar 12, 2012 to presentfactForm ADV
← THE PONT DES ARTS TRUSTOwnerOWNER, ownership code B, domestic entity
Feb 9, 2018 to presentfactForm ADV
← THE TYRUS GROUPOwnerOWNER, ownership code B, domestic entity
Mar 23, 2017 to presentfactForm ADV
← ZDENEK FAMILY IRREVOCABLE TRUSTOwnerOWNER, ownership code C, domestic entity
Mar 12, 2012 to presentfactForm ADV

Moved with (1)

→ MERCER GLOBAL ADVISORS INC.Registered adviser3 advisors, firm absorbed, same day
Nov 1, 2018 to Mar 4, 2020factForm ADV

Registered with (4)

← SUSAN JANE PORTNOIAdvisorregistration: previous registration
Feb 9, 2010 to Nov 1, 2018factForm ADV
← BRIAN MICHAEL PICARIELLOAdvisorregistration: previous registration
Jul 12, 2004 to Nov 1, 2018factForm ADV
← BRYAN BIELAWSKIAdvisorregistration: previous registration
Jan 14, 2010 to Nov 1, 2018factForm ADV
← GREGORY HEALYAdvisorregistration: previous registration
Jan 25, 2010 to Sep 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81813e3c-21b1-e21c-b481-aae16354446a
First observed: Mar 12, 2012
Last observed: Feb 9, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRAUST SOLLUS WEALTH MANAGEMENT, LLC

CRD 108918

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81813e3c-21b1-e21c-b481-aae16354446a

Data as of Feb 9, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PICARIELLO, BRIAN, MICHAEL

EXECUTIVE VICE PRESIDENT

yes

01/2008

Mar 12, 2012

Feb 9, 2018

THE PONT DES ARTS TRUST

Owner

yes

12/2016

Feb 9, 2018

THE TYRUS GROUP

Owner

yes

01/2015

Mar 23, 2017

Feb 9, 2018

WEYERS, RICHARD, WILLIAM

EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2012

Mar 12, 2012

Feb 9, 2018

ZDENEK FAMILY IRREVOCABLE TRUST

Owner

yes

12/2000

Mar 12, 2012

Feb 9, 2018

ZDENEK, ALBERT, JAMES

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

12/1982

Mar 12, 2012

Feb 9, 2018

ZDENEK, ALBERT, JAMES

Trustee

yes

12/2000

Mar 12, 2012

Feb 9, 2018

ZDENEK, ALBERT, JAMES

Owner

yes

12/1982

Mar 12, 2012

Feb 9, 2018

ZDENEK, ALBERT, JAMES

Trustee

yes

04/2004

Mar 12, 2012

Feb 9, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRAUST SOLLUS CERTIFIED PUBLIC ACCOUTANTS, LLC

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Feb 9, 2018

$410M

$392M

n/a

2016

Mar 23, 2017

$344M

$327M

n/a

2015

Mar 22, 2016

$311M

$297M

n/a

2014

Mar 20, 2015

$345M

$333M

n/a

2013

Mar 6, 2014

$351M

$337M

n/a

2012

Mar 15, 2013

$295M

$283M

n/a

2011

Mar 12, 2012

$262M

$253M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$410M

$344M

19.2%

$345M

5.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERCER GLOBAL ADVISORS INC.

Nov 1, 2018

Mar 4, 2020

PRINCETON, NJ

Firm absorbed

RIA to RIA

100.0%