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G•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)16 years in industry

G•••••• H••••

Advisor at M••••• S••••••

New York, NY

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Search this name across graphsid dfx:ria:a42d61de-106a-4187-2bde-8d5867d01dc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 8, 2026	n/a	yes	New York, NY	Current employment
T••••• S••••• W••••• M••••••••• L••	Former SEC adviser	Jan 25, 2010	Sep 3, 2014	no	PRINCETON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• S••••• W••••• M••••••••• L••	M••••• S••••••	Sep 3, 2014	Jun 8, 2026	4,296	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ T••••• S••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 25, 2010 to Sep 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a42d61de-106a-4187-2bde-8d5867d01dc3
First observed: Jan 25, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.