DFX Intelligence

M•••••• F•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

M•••••• F•••••• S•••••••

Advisor at I••••••••• F•••••••• P•••••••

Camillus, NY

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Search this name across graphsid dfx:ria:818c4c69-c9da-55d6-46a3-632615a16193

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	May 14, 2021	n/a	yes	Camillus, NY	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Jan 11, 2006	Dec 31, 2006	no	ONEONTA, NY\|CANANDAIGUA, NY\|UTICA, NY\|FULTON, NY\|MANLIUS, NY\|Fairport, NY\|WATERTOWN, NY\|North Syracuse, NY\|Massena, NY\|SYRACUSE, NY\|ROCHESTER, NY\|MARCELLUS, NY\|WEBSTER, NY\|ROCHESTER, NY\|CLYDE, NY\|ROCHESTER, NY\|GENESEO, NY\|ROCHESTER, NY\|ROCHESTER, NY\|WILLIAMSON, NY\|Batavia, NY\|CLAYTON, NY\|Camillus, NY\|SKANEATELES, NY\|POTSDAM, NY\|GREECE, NY\|ALBANY, NY\|PLATTSBURGH, NY\|Liverpool, NY\|WATERTOWN, NY\|SKANEATELES, NY\|Cazenovia, NY\|LIVERPOOL, NY\|Syracuse, NY\|PLATTSBURGH, NY\|Syracuse, NY\|DEXTER, NY\|BROOKLYN, OH\|BROOKLYN, OH\|WATERTOWN, NY\|Mexico, NY\|SYRACUSE, NY\|HOMER, NY\|GOUVERNEUR, NY\|AUBURN, NY\|PULASKI, NY\|CLAY, NY\|ONEONTA, NY\|CHAMPLAIN, NY\|Fayetteville, NY\|PLATTSBURGH, NY\|OGDENSBURG, NY\|NORTH SYRACUSE, NY\|COOPERSTOWN, NY\|Baldwinsville, NY\|LOWVILLE, NY\|CORTLAND, NY\|FULTON, NY\|Plattsburgh, NY\|WATERTOWN, NY\|NORTH SYRACUSE, NY\|EAST SYRACUSE, NY\|DEWITT, NY\|UTICA, NY\|MORRISVILLE, NY\|FORT DRUM, NY\|Rochester, NY\|ROCHESTER, NY\|CLYDE, NY\|ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|Fairport, NY\|ROCHESTER, NY\|GENESEO, NY\|Rochester, NY\|ROCHESTER, NY\|SPENCERPORT, NY\|ROCHESTER, NY\|EAST ROCHESTER, NY\|CANANDAIGUA, NY\|WILLIAMSON, NY\|Rochester, NY\|Webster, NY\|Rochester, NY\|WEBSTER, NY\|Batavia, NY\|SYRACUSE, NY\|UTICA, NY\|BAYTOWNE, NY\|WILLIAMSON, NY\|CANANDAIGUA, NY\|Lowville, NY\|CLYDE, NY\|MARCELLUS, NY\|ROCHESTER, NY\|GOUVERNEUR, NY\|CROGHAN, NY\|AUBURN, NY\|CLYDE, NY\|FAIRPORT, NY\|WEBSTER, NY\|ROCHESTER, NY\|Rochester, NY\|SPENCERPORT, NY\|Webster, NY\|Rochester, NY\|Rochester, NY\|ROCHESTER, NY\|Rochester, NY\|EAST ROCHESTER, NY\|NORTH SYRACUSE, NY\|CORTLAND, NY\|Cohoes, NY\|LIVERPOOL, NY\|ADAMS CENTER, NY\|MALONE, NY\|CASTLETON, NY\|ALBANY, NY\|SCHENECTADY, NY\|GUILDERLAND, NY\|AMSTERDAM, NY\|RENSSELAER, NY\|WEST SAND LAKE, NY\|LATHAM, NY\|AMSTERDAM, NY\|Schenectady, NY\|POTSDAM, NY\|Syracuse, NY\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	I••••••••• F•••••••• P•••••••	Dec 31, 2006	May 14, 2021	5,248	Firm change after gap	Other
K•••••• C•••••• M•••••• I•••	K•• I••••••••• S••••••• L••	Dec 31, 2005	Jan 11, 2006

Relationships

Registered with (3)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 11, 2006 to Dec 31, 2006factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
May 14, 1999 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:818c4c69-c9da-55d6-46a3-632615a16193
First observed: May 14, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.