M•••••• F•••••• S•••••••

• I••••••••• F•••••••• P••••••• BD affiliated current
  since May 14, 2021 · Camillus, Ny
• K•• I••••••••• S••••••• L•• BD affiliated
  Jan 11, 2006 to Dec 31, 2006 · Oneonta, Ny
• K•••••• C•••••• M•••••• I••• unclassified
  May 14, 1999 to Dec 31, 2005 · Liverpool, Ny

• K•• I••••••••• S••••••• L•• to I••••••••• F•••••••• P•••••••
  left Dec 31, 2006, registered May 14, 2021 (5248 days) · Other
• K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••
  left Dec 31, 2005, registered Jan 11, 2006 (11 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address