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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
ORLANDO, FL | Spring Lake, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jan 8, 2016 | n/a | yes | Spring Lake, NJ|ORLANDO, FL | Current employment |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Aug 19, 2010 | Dec 31, 2015 | no | ORLANDO, FL|SPRING LAKE, NJ | Previous registration |
| WESTMINSTER FINANCIAL ADVISORY CORP | Independent wealth | Apr 29, 2010 | Aug 2, 2010 | no | BEAVERCREEK, OH | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Jan 13, 2004 | Mar 30, 2010 | no | EATONTOWN, NJ|EATONTOWN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTMINSTER FINANCIAL ADVISORY CORP | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Aug 2, 2010 | Aug 19, 2010 | 17 | Firm change | Other |
| GUNNALLEN FINANCIAL, INC | WESTMINSTER FINANCIAL ADVISORY CORP | Mar 30, 2010 | Apr 29, 2010 | 30 | Firm change | Other |