DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••• S••••••• A••••••• L••
Highland Park, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••• S••••••• A••••••• L•• | Independent wealth | Mar 26, 2019 | n/a | yes | Highland Park, IL | Current employment |
| W•••••• I••••••••• S••••••••• | Former SEC adviser | Jan 23, 2012 | Oct 24, 2024 | no | Highland Park, IL|Pasadena, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• I••••••••• S••••••••• | F••• S••••••• A••••••• L•• | Oct 24, 2024 | Mar 26, 2019 | -2,039 | Firm change after gap | Ibd to RIA |
| B•••••• A•••• M••••••••• C••• | W•••••• I••••••••• S••••••••• | Jan 23, 2012 | Jan 23, 2012 |
| B•••••• A•••• M••••••••• C••• | Former SEC adviser | May 2, 2006 | Jan 23, 2012 | no | NORTHBROOK, IL|NORTHBROOK, IL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Feb 7, 2001 | Jan 4, 2005 | no | NORTHBROOK, IL | Previous registration |
| 0 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | B•••••• A•••• M••••••••• C••• | Jan 4, 2005 | May 2, 2006 | 483 | Firm change after gap | Other |