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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

FORT SHERIDAN ADVISORS LLC

CRD 151139

HIGHLAND PARK, IL

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Search this name across graphsid dfx:ria:cc122fbd-3891-09fb-5b01-95d3a546b6f4

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 5
On other graphs: 0
Observed: Jan 11, 2012 to Aug 27, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $962MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $129Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,174
Individual clients: 218
High net worth clients: 171
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $340M
SEC number: 801-70517
CRD: 151139
Filings on the tape: 47
First filed: Jan 11, 2012
Latest filed: Aug 27, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Douglas Michael Purcell	n/a	HIGHLAND PARK, IL	9	32	3	yes
Stuart Carroll Loren	n/a	Highland Park, IL	7	11	1	no
Alissa S. Hirsh	n/a	Highland Park, IL	7	10	1	no
Thomas Matthew Weil	n/a	Highland Park, IL	7	26	3	yes
Peter Martin Karmin	n/a	HIGHLAND PARK, IL	2	17	1	yes
NICOLE MARIE HANSEN	n/a	HIGHLAND PARK, IL	1	12	n/a	no
Alison Amber Wilson	n/a	Evans City, PA \| HIGHLAND PARK, IL	1	20	6	yes
RICHARD NORRIS PRESTON	Chartered Financial Consultant	HIGHLAND PARK, IL \| Boynton Beach, FL	0	30	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CL ASYMMETRY FUND LP	Hedge Fund	$20.0M	Dec 9, 2016	9	Apr 16, 2012	dropped	021-180230
FORT SHERIDAN, L.P.	Hedge Fund	$4.2M	Mar 29, 2018	7	Feb 19, 2016	dropped	021-247213
THE FORT SHERIDAN EQUITY (MASTER) FUND, LTD	Hedge Fund	$1.4M	Oct 16, 2012	7	Apr 16, 2012	dropped	021-176937
FORT SHERIDAN JAPAN FUND, LTD	Hedge Fund	$1.3M	Dec 9, 2016	14	Jun 25, 2012	dropped	021-167075
HPO MORTGAGE PARTNERS LLC	Other Private Fund	$600,000	May 13, 2013	1	Jan 11, 2012	dropped	n/a
L2MG LLC	Hedge Fund	$199,000	Oct 16, 2012	1	Jan 11, 2012	dropped	n/a
XXXXX XXXXX PLACEHOLDER FUND	n/a	$0	Aug 27, 2026	0	Aug 27, 2026	reported	n/a
XXXXXXXXXX PLACEHOLDER FUND	Hedge Fund	$0	Mar 25, 2024	0	Mar 25, 2024	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KARMIN, PETER, MARTIN	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	07/2009	Aug 27, 2026	Aug 27, 2026
KARMIN, LINDA	Member	A	no	01/2014	Aug 27, 2026	Aug 27, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$1.0B	$1.0B	10	7	0	1	n/a
2024	Mar 20, 2025	$909M	$909M	9	5	0	1	n/a
2023	Mar 25, 2024	$648M	$648M	8	5	0	1	$0
2022	Mar 22, 2023	$410M	$410M	7	5	0	n/a	n/a
2021	Mar 10, 2022	$444M	$444M	7	5	0	n/a	n/a
2020	Mar 26, 2021	$302M	$302M	8	5	0	n/a	n/a
2019	Apr 29, 2020	$244M	$244M	8	5	0	n/a	n/a
2018	Mar 26, 2019	$197M	$197M	8	5	0	n/a	n/a
2017	Mar 29, 2018	$58.4M	$58.4M	12	8	0	1	$4.2M
2016	Mar 31, 2017	$53.0M	$53.0M	4	2	n/a	1	$4.2M
2015	Feb 19, 2016	$224M	$124M	4	2	n/a	3	$31.5M
2014	Feb 2, 2015	$1.6B	$124M	4	2	n/a	2	$21.3M
2013	Mar 21, 2014	$1.6B	$110M	6	4	n/a	2	$31.3M
2012	Jan 29, 2013	$1.6B	$134M	7	5	n/a	3	$31.9M
2011	Jan 11, 2012	$1.6B	$140M	n/a	n/a	n/a	2	$799,000

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$909M	13.9%	$410M	36.2%	10	9	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WESTERN INTERNATIONAL SECURITIES	2	Aug 18, 2023	Nov 19, 2018	PASADENA, CA	Team lift out	Ibd to RIA	0.9%

Relationships

Registered with (9)

← RICHARD NORRIS PRESTONAdvisorregistration: current employment
Mar 9, 2026 to presentfactForm ADV
← Alison Amber WilsonAdvisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← NICOLE MARIE HANSENAdvisorregistration: current employment
Oct 30, 2024 to presentfactForm ADV
← Peter Martin KarminAdvisorregistration: current employment
Jan 4, 2024 to presentfactForm ADV
← Thomas Matthew WeilAdvisorregistration: current employment
Mar 26, 2019 to presentfactForm ADV
← Alissa S. HirshAdvisorregistration: current employment
Nov 19, 2018 to presentfactForm ADV
← Stuart Carroll LorenAdvisorregistration: current employment
Nov 14, 2018 to presentfactForm ADV
← Douglas Michael PurcellAdvisorregistration: current employment
Dec 13, 2016 to presentfactForm ADV
← WILLIAM HOOKER AKEAdvisorregistration: previous registration
Nov 14, 2013 to Aug 16, 2017factForm ADV

Advises (7)

→ XXXXXXXXXX PLACEHOLDER FUNDPrivate fundHedge Fund, IA
Mar 25, 2024 to presentfactForm ADV
→ FORT SHERIDAN, L.P.Private fundHedge Fund, IA, no longer reported
Feb 19, 2016 to Mar 29, 2018factForm ADV
→ FORT SHERIDAN JAPAN FUND, LTDPrivate fundHedge Fund, IA, no longer reported
Jun 25, 2012 to Dec 9, 2016factForm ADV
→ CL ASYMMETRY FUND LPPrivate fundHedge Fund, IA, no longer reported
Apr 16, 2012 to Dec 9, 2016factForm ADV
→ HPO MORTGAGE PARTNERS LLCPrivate fundOther Private Fund, IA, no longer reported
Jan 11, 2012 to May 13, 2013factForm ADV
→ THE FORT SHERIDAN EQUITY (MASTER) FUND, LTDPrivate fundHedge Fund, IA, no longer reported
Apr 16, 2012 to Oct 16, 2012factForm ADV
→ L2MG LLCPrivate fundHedge Fund, IA, no longer reported
Jan 11, 2012 to Oct 16, 2012factForm ADV

Controls (1)

← KARMIN, PETER, MARTINOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 11, 2012 to Mar 25, 2024factForm ADV

Owns (1)

← KARMIN, LINDAOwnerMEMBER, ownership code A, individual
Mar 21, 2014 to Mar 25, 2024factForm ADV

Moved with (1)

← WESTERN INTERNATIONAL SECURITIESRegistered adviser2 advisors, team lift out, same day
Aug 18, 2023 to Nov 19, 2018factForm ADV

Dated events

Occurred
Mar 20, 2025
Regulatory AUM changed
Fort Sheridan Advisors Llc reported RAUM $908.9M, up 40% from $647.9M (2025-01-06 to 2025-03-20)
Form ADVobserved 6 days ago
$261M
Occurred
Mar 25, 2024
Regulatory AUM changed
Fort Sheridan Advisors Llc reported RAUM $647.9M, up 58% from $409.8M (2024-01-04 to 2024-03-25)
Form ADVobserved 6 days ago
$238M
Occurred
Aug 18, 2023
Team lift-out
2 advisors left Western International Securities (Pasadena, CA) for Fort Sheridan Advisors LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 10, 2022
Regulatory AUM changed
Fort Sheridan Advisors Llc reported RAUM $443.7M, up 47% from $302.0M (2021-11-22 to 2022-03-10)
Form ADVobserved 6 days ago
$142M
Occurred
Mar 26, 2019
Regulatory AUM changed
Fort Sheridan Advisors Llc reported RAUM $197.2M, up 237% from $58.4M (2018-09-04 to 2019-03-26)
Form ADVobserved 6 days ago
$139M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc122fbd-3891-09fb-5b01-95d3a546b6f4
First observed: Jan 11, 2012
Last observed: Aug 27, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORT SHERIDAN ADVISORS LLC

CRD 151139

HIGHLAND PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc122fbd-3891-09fb-5b01-95d3a546b6f4

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Douglas Michael Purcell

n/a

HIGHLAND PARK, IL

yes

Stuart Carroll Loren

n/a

Highland Park, IL

Alissa S. Hirsh

n/a

Highland Park, IL

Thomas Matthew Weil

n/a

Highland Park, IL

yes

Peter Martin Karmin

n/a

HIGHLAND PARK, IL

yes

NICOLE MARIE HANSEN

n/a

HIGHLAND PARK, IL

n/a

Alison Amber Wilson

n/a

Evans City, PA | HIGHLAND PARK, IL

yes

RICHARD NORRIS PRESTON

Chartered Financial Consultant

HIGHLAND PARK, IL | Boynton Beach, FL

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CL ASYMMETRY FUND LP

Hedge Fund

$20.0M

Dec 9, 2016

Apr 16, 2012

dropped

021-180230

FORT SHERIDAN, L.P.

Hedge Fund

$4.2M

Mar 29, 2018

Feb 19, 2016

dropped

021-247213

THE FORT SHERIDAN EQUITY (MASTER) FUND, LTD

Hedge Fund

$1.4M

Oct 16, 2012

Apr 16, 2012

dropped

021-176937

FORT SHERIDAN JAPAN FUND, LTD

Hedge Fund

$1.3M

Dec 9, 2016

Jun 25, 2012

dropped

021-167075

HPO MORTGAGE PARTNERS LLC

Other Private Fund

$600,000

May 13, 2013

Jan 11, 2012

dropped

n/a

L2MG LLC

Hedge Fund

$199,000

Oct 16, 2012

Jan 11, 2012

dropped

n/a

XXXXX XXXXX PLACEHOLDER FUND

n/a

Aug 27, 2026

reported

n/a

XXXXXXXXXX PLACEHOLDER FUND

Hedge Fund

Mar 25, 2024

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KARMIN, PETER, MARTIN

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

07/2009

Aug 27, 2026

KARMIN, LINDA

Member

01/2014

Aug 27, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$1.0B

n/a

2024

Mar 20, 2025

$909M

n/a

2023

Mar 25, 2024

$648M

2022

Mar 22, 2023

$410M

n/a

2021

Mar 10, 2022

$444M

n/a

2020

Mar 26, 2021

$302M

n/a

2019

Apr 29, 2020

$244M

n/a

2018

Mar 26, 2019

$197M

n/a

2017

Mar 29, 2018

$58.4M

$4.2M

2016

Mar 31, 2017

$53.0M

n/a

$4.2M

2015

Feb 19, 2016

$224M

$124M

n/a

$31.5M

2014

Feb 2, 2015

$1.6B

$124M

n/a

$21.3M

2013

Mar 21, 2014

$1.6B

$110M

n/a

$31.3M

2012

Jan 29, 2013

$1.6B

$134M

n/a

$31.9M

2011

Jan 11, 2012

$1.6B

$140M

n/a

$799,000

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$909M

13.9%

$410M

36.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WESTERN INTERNATIONAL SECURITIES

Aug 18, 2023

Nov 19, 2018

PASADENA, CA

Team lift out

Ibd to RIA

0.9%