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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

ANDREW MARTIN SHAND

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | El Mirage, AZ

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Search this name across graphsid dfx:ria:819f4c13-4b9f-3545-2a5e-5b61164ba47a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 7, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 1, 2014
First registration: May 7, 2015
Dual registered: yes, broker-dealer
Other names: ANDREW M SHAND|ANDREW SHAND
IAPD individual key: 6298348

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 10, 2026	n/a	yes	El Mirage, AZ\|GREENWOOD VILLAGE, CO	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Sep 16, 2022	Jun 29, 2026	no	Scottsdale, AZ	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Dec 31, 2021	no	SAN ANTONIO, TX\|PHOENIX, AZ\|Phoenix, AZ\|COLORADO SPRINGS, CO	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	May 7, 2015	Jan 8, 2018	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	EMPOWER ADVISORY GROUP, LLC	Jun 29, 2026	Jul 10, 2026	11	Firm change	Ibd to ibd
USAA INVESTMENT SERVICES COMPANY	VANGUARD ADVISERS, INC.	Dec 31, 2021	Sep 16, 2022	259	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Sep 16, 2022 to Jun 29, 2026factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Dec 31, 2021factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
May 7, 2015 to Jan 8, 2018factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
Andrew Martin Shand left Vanguard Advisers, Inc. for Empower Advisory Group, Llc (registered 2026-07-10)
Form ADVobserved 6 days ago