This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLY INVEST ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 18, 2024

First registration

Nov 19, 2024

Dual registered

yes, broker-dealer

IAPD individual key

7977077

• Occurred

  May 22, 2026
  Advisor changed firm

  Sergio David Nunez left Equitable Advisors, Llc for Ally Invest Advisors (registered 2026-08-26)

  Form ADVobserved 6 days ago
• Occurred

  May 8, 2026
  Advisor changed firm

  Sergio David Nunez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Equitable Advisors, Llc (registered 2026-05-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:81a21b8d-24fc-01bd-a2d2-c4a8e5fe21b8

First observed

Nov 19, 2024

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.