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Advisor at M••••• S••••••
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | n/a | yes | Los Angeles, CA | Current employment |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | May 28, 2008 | Jun 1, 2009 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••••• G••••• M•••••• I••• | May 30, 2008 | May 28, 2008 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• |
| Wirehouse |
| Jul 29, 1999 |
| May 30, 2008 |
| no |
| LOS ANGELES, CA|LOS ANGELES, CA |
| Previous registration |
| -2 |
| Firm change |
| Other |