DFX Intelligence

L••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

L••••••• M•••••••

Advisor at M••••••• W••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:81a487c2-1751-3693-8bf6-0551c098e776

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• O• A••••••• L••	State registered	Apr 29, 2025	n/a	yes	Palm Beach Gardens, FL	Current employment
M••••••• W••••• M••••••••• I•••	Independent wealth	Apr 29, 2025	n/a	yes	PALM BEACH GARDENS, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• L••• C•••••• A•••••••	M••••••• W••••• M••••••••• I•••	May 11, 2022	Apr 29, 2025	1,084	Firm change after gap	Other
B•• H••••• F•••••••• A•••••••• I••	B••• L••• C•••••• A•••••••	Jul 31, 2009	Aug 24, 2018

Relationships

Registered with (6)

→ M••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ I••••••••• A••••••• O• A••••••• L••Registered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ B••• L••• C•••••• A•••••••Registered adviserregistration: previous registration
Aug 24, 2018 to May 11, 2022factForm ADV
→ B•• H••••• F•••••••• A•••••••• I••

Dated events

Occurred
May 11, 2022
Advisor changed firm
L••••••• M••••••• left B••• L••• C•••••• A••••••• for M••••••• W••••• M••••••••• I••• (registered 2025-04-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81a487c2-1751-3693-8bf6-0551c098e776
First observed: Jul 30, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.