RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• M•••••••
- I••••••••• A••••••• O• A••••••• L•• state registered currentsince Apr 29, 2025 · Palm Beach Gardens, Fl
- M••••••• W••••• M••••••••• I••• independent RIA currentsince Apr 29, 2025 · Palm Beach Gardens, Fl
- B••• L••• C•••••• A••••••• state registeredAug 24, 2018 to Dec 31, 2021 · Palm Beach Gardens, Fl
- B••• L••• C•••••• A••••••• state registeredAug 24, 2018 to May 11, 2022 · Palm Beach Gardens, Fl
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2006 to Jul 31, 2009 · West Palm Beach, Fl
- R•• C•••••• M••••••• L•• national BDFeb 27, 2004 to Jul 12, 2006 · Palm Beach Gardens, Fl
- W•••••• R• H•••• • C•• unclassifiedJul 30, 2002 to Feb 27, 2004 · Palm Beach Gardens, Fl
- B••• L••• C•••••• A••••••• to M••••••• W••••• M••••••••• I•••left May 11, 2022, registered Apr 29, 2025 (1084 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to B••• L••• C•••••• A•••••••left Jul 31, 2009, registered Aug 24, 2018 (3311 days) · Other
- R•• C•••••• M••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Jul 12, 2006, registered Aug 1, 2006 (20 days) · Other
- W•••••• R• H•••• • C•• to R•• C•••••• M••••••• L••left Feb 27, 2004, registered Feb 27, 2004 (0 days) · Other
- L••••••• M••••••• left B••• L••• C•••••• A••••••• for M••••••• W••••• M••••••••• I••• (registered 2025-04-29)May 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address