DFX Intelligence

C••••• M••••••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

C••••• M••••••••• L•••••••

Advisor at A••••••• I••••••••• A•••••••• L••

Osprey, FL | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81b38711-3903-d10c-c398-2e3dfae1d377

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 20, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Oct 2, 2025	n/a	yes	Osprey, FL\|DALLAS, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Nov 1, 2022	Oct 2, 2025	no	Nokomis, FL\|Osprey, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	A••••••• I••••••••• A•••••••• L••	Oct 2, 2025	Oct 2, 2025	0	Firm change	Ibd to RIA
F••••••••• P•••••• W•••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 9, 2022	Nov 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:306017:FL:2020-01-07	Jan 9, 2020	Feb 26, 2021	VENICE, FL	Firm change after gap

Relationships

Registered with (4)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 1, 2022 to Oct 2, 2025factForm ADV
→ F••••••••• P•••••• W•••••Registered adviserregistration: previous registration
Feb 26, 2021 to Nov 9, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81b38711-3903-d10c-c398-2e3dfae1d377
First observed: May 20, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.