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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | YORK, PA | York, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 18, 2026 | n/a | yes | YORK, PA|SAN DIEGO, CA|York, PA | Current employment |
| STONEBRIDGE FINANCIAL GROUP, LLC | Independent wealth | Feb 4, 2024 | May 18, 2026 | no | York, PA|WORMLEYSBURG, PA | Previous registration |
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 10, 2023 | Feb 2, 2024 | no | Wormleysburg, PA|ATLANTA, GA | Previous registration |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jul 16, 2020 | Jun 29, 2023 | no | Harrisburg, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEBRIDGE FINANCIAL GROUP, LLC | LPL FINANCIAL LLC | May 18, 2026 | Aug 18, 2026 | 92 | Firm change | RIA to ibd |
| OSAIC ADVISORY SERVICES, LLC | STONEBRIDGE FINANCIAL GROUP, LLC | Feb 2, 2024 | Feb 4, 2024 | 2 | Firm change | Ibd to new firm |
| PROSPERA FINANCIAL SERVICES, INC. | OSAIC ADVISORY SERVICES, LLC | Jun 29, 2023 | Jul 10, 2023 | 11 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171070:327529:GA:2024-02-02 | Feb 2, 2024 | Feb 4, 2024 | ATLANTA, GA | Firm change |