This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES & ASSOCIATES, INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 15, 1981earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Sep 15, 1981

First registration

Sep 21, 2004

Dual registered

yes, broker-dealer

IAPD individual key

861783

• Occurred

  Aug 12, 2026
  Advisor changed firm

  Makram N Talia left Ubs Financial Services Inc. for Raymond James & Associates, Inc. (registered 2026-07-31)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:81c37e83-4455-2fa5-fab7-52a844bc3181

First observed

Sep 21, 2004

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.