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Advisor at PRIVATE ADVISOR GROUP, LLC
Portland, CT | Glastonbury, CT | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jul 12, 2017 | n/a | yes | Portland, CT|MORRISTOWN, NJ|Glastonbury, CT | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Mar 14, 2014 | Jul 12, 2017 | no | SAN DIEGO, CA|HARTFORD, CT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 12, 2011 | Mar 21, 2014 | no | HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | PRIVATE ADVISOR GROUP, LLC | Jul 12, 2017 | Jul 12, 2017 | 0 | Firm change | Other |
| LPL FINANCIAL LLC | INDEPENDENT FINANCIAL GROUP, LLC | Mar 21, 2014 | Mar 14, 2014 | -7 | Firm change | Other |