DFX Intelligence

C•••• J•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C•••• J•••••• B•••••

Advisor at U••• B•••••• A•••••••• L••

Issaquah, WA

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Search this name across graphsid dfx:ria:81d36118-c519-0c02-ac9f-6283d73f790e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	May 27, 2026	n/a	yes	Issaquah, WA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 1, 2023	Jun 4, 2026	no	KIRKLAND, WA\|BELLEVUE, WA\|SEATTLE, WA\|BELLEVUE, WA\|BELLEVUE, WA\|SEATTLE, WA\|BELLEVUE, WA\|BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	U••• B•••••• A•••••••• L••	Jun 4, 2026	May 27, 2026	-8	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Apr 19, 2023	May 1, 2023

Relationships

Registered with (6)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
May 27, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 1, 2023 to Jun 4, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Apr 19, 2023factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
C•••• J•••••• B••••• left W•••• F•••• A••••••• for U••• B•••••• A•••••••• L•• (registered 2026-05-27)
Form ADVobserved 7 days ago
Occurred
Apr 19, 2023
Advisor changed firm
C•••• J•••••• B••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2023-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81d36118-c519-0c02-ac9f-6283d73f790e
First observed: Mar 19, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.