DFX Intelligence

R•••••• R••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R•••••• R••• C•••••• L••

CRD 296295

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:81d7a4a1-1fad-c43c-ae08-d475e9e6a05b

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2020 to Aug 25, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $246M••• Locked
Discretionary RAUM: $246M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••• R••• F••• L•	Hedge Fund	$13.8M	Oct 16, 2020	16	Oct 16, 2020	reported	021-309242

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R•••••• R•••• L••	MANAGING MEMBER	D	yes	03/2018	Oct 16, 2020	Oct 16, 2020
S•••••• B••••••	Manager	D	yes	03/2018	Oct 16, 2020	Oct 16, 2020

Relationships

Advises (1)

→ R•••••• R••• F••• L•Private fundHedge Fund, IA
Oct 16, 2020 to presentfactForm ADV

Controls (4)

← S•••••• E•••OwnerMANAGER, ownership code D, individual
Oct 16, 2020 to Oct 16, 2020factForm ADV
← S•••••• B••••••OwnerMANAGER, ownership code D, individual
Oct 16, 2020 to Oct 16, 2020factForm ADV
← Z•••• D•••••• J••••OwnerMANAGING MEMBER, ownership code D, individual

Dated events

Occurred
Oct 16, 2020
First Form ADV filing
R•••••• R••• C•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81d7a4a1-1fad-c43c-ae08-d475e9e6a05b
First observed: Oct 16, 2020
Last observed: Aug 25, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.