DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Former SEC-registered adviser
R•••••• R••• C•••••• L••
Latest filing Aug 25, 2026
First filing on the tape Oct 16, 2020 · 2 filings
RAUM
$246M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$246M as of Aug 25, 2026
Oct 16, 2020$13.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 25, 2026
Oct 16, 20200 then
Employees (5.A)9 as of Aug 25, 2026
Oct 16, 20202 then
Private funds: 1
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $246M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$246M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $246M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• R••• F••• L• | Hedge Fund | $13.8M | 16 | Oct 16, 2020 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• B•••••• · Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- Z•••• D•••••• J•••• · Managing Membercontrolsince 01/2018 · owns 50% to 75%
- S•••••• B•••••• · Managercontrolsince 03/2018 · owns 50% to 75% of B•••••• R•••••• R•••• L••
- S•••••• E••• · Managercontrolsince 03/2018 · owns 50% to 75% of B•••••• R•••••• R•••• L••
Entity owners
- B•••••• R•••••• R•••• L•• · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 5Oct 16, 2020 to Aug 25, 2026
- Advisory employees · 2 to 8Oct 16, 2020 to Aug 25, 2026
- Advisory activities · 2 to 1Oct 16, 2020 to Aug 25, 2026
- Pooled vehicle clients · 1 to 5Oct 16, 2020 to Aug 25, 2026
- Assets in custody · $13.8M to $246MOct 16, 2020 to Aug 25, 2026
- Employees · 2 to 9Oct 16, 2020 to Aug 25, 2026
- HQ city · LOS ANGELES to SANTA MONICAOct 16, 2020 to Aug 25, 2026
- Private funds · 1 to unsetOct 16, 2020 to Aug 25, 2026
- Discretionary RAUM · $13.8M to $246MOct 16, 2020 to Aug 25, 2026
- Pooled vehicle RAUM · $13.8M to $246MOct 16, 2020 to Aug 25, 2026
- RAUM · $13.8M to $246MOct 16, 2020 to Aug 25, 2026
- Related adviser · false to unsetOct 16, 2020 to Aug 25, 2026
- Related bank · false to unsetOct 16, 2020 to Aug 25, 2026
- Related broker-dealer · false to unsetOct 16, 2020 to Aug 25, 2026
- Related insurance company · false to unsetOct 16, 2020 to Aug 25, 2026
- Succession · false to unsetOct 16, 2020 to Aug 25, 2026
Signals
1 dated events
- R•••••• R••• C•••••• L•• filed its initial SEC registration (Form ADV)Oct 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rivonia-road-capital-llcreportedpublic record, Form ADV, Aug 25, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026