DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Mark Evan Weinstein

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81f1a892-5bbe-7d7e-3f58-25db55ff03c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 15, 2004
First registration: Mar 16, 2010
Dual registered: yes, broker-dealer
Other names: Mark Weinstein|MARK EVAN WEINSTEIN
IAPD individual key: 4737722

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 28, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Sep 7, 2021	Jun 28, 2023	no	ROCKVILLE, MD\|Mt. Pleasant, SC	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 29, 2020	Aug 13, 2021	no	ARLINGTON, VA	Previous registration
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jun 8, 2020	Oct 29, 2020	no	McLean, VA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 28, 2011	Mar 26, 2020	no	SAN DIEGO, CA\|ALEXANDRIA, VA\|McLean, VA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 16, 2010	Sep 15, 2011	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	OSAIC WEALTH, INC.	Jun 28, 2023	Jun 28, 2023	0	Firm change	Ibd to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	GROVE POINT ADVISORS, LLC	Aug 13, 2021	Sep 7, 2021	25	Firm change	RIA to ibd
SPIRE WEALTH MANAGEMENT, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 29, 2020	Oct 29, 2020	0	Firm change	Ibd to RIA
LPL FINANCIAL LLC	SPIRE WEALTH MANAGEMENT, LLC	Mar 26, 2020	Jun 8, 2020	74	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Sep 15, 2011	Sep 28, 2011	13	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 28, 2023 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 7, 2021 to Jun 28, 2023factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 29, 2020 to Aug 13, 2021factForm ADV
→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2020 to Oct 29, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 28, 2011 to Mar 26, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 16, 2010 to Sep 15, 2011factForm ADV

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
Mark Evan Weinstein left Grove Point Advisors, Llc for Osaic Wealth, Inc. (registered 2023-06-28)
Form ADVobserved 4 days ago