DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Evan Weinstein
Feed of 09/14/2026
Also filed as Mark Weinstein
At current firm
3 y
since Jun 28, 2023
In the industry
22 y
since Mar 15, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jun 28, 2023 · Scottsdale, Az
- Grove Point Advisors, LLC formerSep 7, 2021 to Jun 28, 2023 · Rockville, Md
- E*Trade Capital Management, LLC formerOct 29, 2020 to Aug 13, 2021 · Arlington, Va
- Spire Wealth Management, LLC BD affiliatedJun 8, 2020 to Oct 29, 2020 · Mclean, Va
- LPL Financial LLC BD affiliatedSep 28, 2011 to Mar 26, 2020 · San Diego, Ca
- Strategic Advisers LLC national BDMar 16, 2010 to Sep 15, 2011 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Grove Point Advisors, LLC to Osaic Wealth, Inc.left Jun 28, 2023, registered Jun 28, 2023 (0 days) · Affiliated broker-dealer or bank to another
- E*Trade Capital Management, LLC to Grove Point Advisors, LLCleft Aug 13, 2021, registered Sep 7, 2021 (25 days) · RIA to affiliated broker-dealer or bank
- Spire Wealth Management, LLC to E*Trade Capital Management, LLCleft Oct 29, 2020, registered Oct 29, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Spire Wealth Management, LLCleft Mar 26, 2020, registered Jun 8, 2020 (74 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to LPL Financial LLCleft Sep 15, 2011, registered Sep 28, 2011 (13 days) · Other
Signals
- Mark Evan Weinstein left Grove Point Advisors, Llc for Osaic Wealth, Inc. (registered 2023-06-28)Jun 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address