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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Sep 24, 2024 | n/a | yes | ST. LOUIS, MO | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Sep 24, 2024 | Aug 24, 2026 | no | ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 14, 2009 | Aug 28, 2024 | no | ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 27, 2009 | Aug 28, 2024 | no | ST. LOUIS, MO|TARPON SPRINGS, FL|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 24, 2026 | Sep 24, 2024 | -699 | Firm change after gap | Ibd to ibd |
| WELLS FARGO ADVISORS | STIFEL INDEPENDENT ADVISORS, LLC | Aug 28, 2024 | Sep 24, 2024 | 27 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 28, 2024 | Dec 14, 2009 | -5,371 | Channel change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:MO:2024-08-28 | Aug 28, 2024 | Dec 14, 2009 | ST LOUIS, MO | Firm change after gap |