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Advisor at MILLER HOWARD INVESTMENTS INC
KINGSTON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MILLER HOWARD INVESTMENTS INC | Mixed wealth | May 29, 2012 | n/a | yes | KINGSTON, NY | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Feb 18, 2010 | Oct 11, 2011 | no | WILTON, CT | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 19, 2005 | Aug 6, 2009 | no | MINNEAPOLIS, MN|STAMFORD, CT|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | MILLER HOWARD INVESTMENTS INC | Oct 11, 2011 | May 29, 2012 | 231 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Aug 6, 2009 | Feb 18, 2010 | 196 | Firm change | Ibd to new firm |