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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

MILLER HOWARD INVESTMENTS INC

CRD 105800

KINGSTON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d27570ee-a076-2e81-2ccc-11a84f522c18

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to Mar 17, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.11 institutional_share=0.01 related_bd=false related_bank=false bd_reps=8.0
Regulatory AUM: $3.8BItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4B
Private client RAUM: $823MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $953Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 34
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,034
Individual clients: 1,697
High net worth clients: 163
Custody, client assets: $0
SEC number: 801-28170
CIK: 903947
CRD: 105800
Filings on the tape: 41
First filed: Mar 29, 2012
Latest filed: Mar 17, 2026
Organised: Corporation, DE
Website: mhinvest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LOWELL GLASER MILLER	n/a	WOODSTOCK, NY	23	55	n/a	no
JUDD MARTIN PETERSON	n/a	KINGSTON, NY	14	40	2	yes
BRYAN JOSEPH SPRATT	n/a	SUNBURY, OH	11	24	n/a	no
SCOTT M MARDY	Chartered Financial Analyst	Kingston, NY	1	10	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HELHOSKI, BRIAN, EUGENE	CHIEF FINANCIAL OFFICER	Na	yes	05/2018	Mar 17, 2026	Mar 17, 2026
JENIFER, LUAN, ELIZABETH	DIRECTOR/PRESIDENT/CEO	Na	yes	06/2016	Mar 17, 2026	Mar 17, 2026
JOHNSTON, CATHERINE, MARI	CHIEF MARKETING OFFICER	Na	yes	06/2021	Mar 17, 2026	Mar 17, 2026
POWELL, GREGORY, LEE	CHIEF INVESTMENT OFFICER	Na	yes	11/2020	Mar 17, 2026	Mar 17, 2026
ATKINS, CHARLES, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	05/2018	May 9, 2018	Mar 28, 2024
HOROWITZ, EVA, MARIE	DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY	Na	yes	01/2020	Jan 10, 2020	Mar 28, 2024
MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST	Trust	E	yes	11/2018	Nov 20, 2018	Mar 28, 2024
HAMADA, HELEN	DIRECTOR/CHAIR	Na	no	04/1993	Mar 17, 2026	Mar 17, 2026
HUGHES, DANIELLE, FRANCES	DIRECTOR OFFICER/SECRETARY	Na	no	11/2018	Mar 17, 2026	Mar 17, 2026
LESLIE, JOHN, EDWARD	DIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST	Na	no	12/2018	Mar 17, 2026	Mar 17, 2026
ROTH, BETH-ANN	Director	Na	no	06/2022	Mar 17, 2026	Mar 17, 2026
SPINNAKER TRUST	Trustee	Na	no	11/2018	Mar 17, 2026	Mar 17, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MHI FUNDS, LLC	n/a	No RAUM reported	$0	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$3.8B	$3.4B	34	12	0	n/a	n/a
2024	Mar 19, 2025	$3.5B	$3.1B	34	12	0	n/a	n/a
2023	Mar 18, 2024	$3.2B	$2.9B	34	12	0	n/a	n/a
2022	Mar 30, 2023	$3.1B	$2.8B	32	12	0	n/a	n/a
2021	Mar 30, 2022	$3.0B	$2.8B	32	12	0	n/a	n/a
2020	Mar 31, 2021	$2.4B	$2.2B	35	12	0	n/a	n/a
2019	Mar 25, 2020	$4.2B	$3.8B	48	11	0	n/a	n/a
2018	Mar 29, 2019	$4.4B	$4.0B	49	11	0	n/a	n/a
2017	Mar 28, 2018	$6.0B	$5.4B	63	13	0	n/a	n/a
2016	Mar 31, 2017	$6.4B	$6.0B	65	13	n/a	n/a	n/a
2015	Mar 30, 2016	$6.8B	$6.5B	61	10	n/a	n/a	n/a
2014	Mar 26, 2015	$8.9B	$8.7B	59	7	n/a	n/a	n/a
2013	Mar 14, 2014	$6.7B	$6.7B	45	7	n/a	n/a	n/a
2012	Mar 15, 2013	$4.3B	$4.3B	34	5	n/a	n/a	n/a
2011	Mar 29, 2012	$3.0B	$3.0B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.8B	$3.5B	10.4%	$3.1B	6.6%	34	34	0	0

Relationships

Affiliated with (3)

→ MHI FUNDS, LLCRegistered adviserother investment adviser, control
factForm ADV
← MHI FUNDS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← OVERLOOK ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (7)

← SCOTT M MARDYAdvisorregistration: current employment
Mar 24, 2025 to presentfactForm ADV
← BRYAN JOSEPH SPRATTAdvisorregistration: current employment
Sep 30, 2014 to presentfactForm ADV
← JUDD MARTIN PETERSONAdvisorregistration: current employment
May 29, 2012 to presentfactForm ADV
← LOWELL GLASER MILLERAdvisorregistration: current employment
Nov 1, 2002 to presentfactForm ADV
← Eric Steven TeslerAdvisorregistration: previous registration
Feb 4, 2011 to Mar 16, 2018factForm ADV
← Joshua Christopher MitchellAdvisorregistration: previous registration
Aug 17, 2015 to Sep 20, 2017factForm ADV
← Thomas Levi WilliamsonAdvisorregistration: previous registration
Apr 8, 2014 to Mar 1, 2017factForm ADV

Owns (5)

← HUGHES, DANIELLE, FRANCESOwnerDIRECTOR, ownership code NA, individual
Nov 20, 2018 to Mar 28, 2024factForm ADV
← ROTH, BETH-ANNOwnerDIRECTOR, ownership code NA, individual
Jun 30, 2022 to Mar 28, 2024factForm ADV
← HAMADA, HELENOwnerDIRECTOR/CHAIR, ownership code NA, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← LESLIE, JOHN, EDWARDOwnerDIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST, ownership code NA, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← SPINNAKER TRUSTOwnerTRUSTEE, ownership code NA, domestic entity
Jun 30, 2023 to Mar 28, 2024factForm ADV

Controls (7)

← HOROWITZ, EVA, MARIEOwnerDIRECTOR/CHIEF OPERATING OFFICER/SECRETARY, ownership code NA, individual
Jan 10, 2020 to Mar 28, 2024factForm ADV
← JOHNSTON, CATHERINE, MARIOwnerCHIEF MARKETING OFFICER, ownership code NA, individual
Aug 3, 2021 to Mar 28, 2024factForm ADV
← ATKINS, CHARLES, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 9, 2018 to Mar 28, 2024factForm ADV
← POWELL, GREGORY, LEEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 3, 2021 to Mar 28, 2024factForm ADV
← JENIFER, LUAN, ELIZABETHOwnerDIRECTOR/PRESIDENT/CEO, ownership code NA, individual
Mar 28, 2018 to Mar 28, 2024factForm ADV
← HELHOSKI, BRIAN, EUGENEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 20, 2018 to Mar 28, 2024factForm ADV
← MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUSTOwnerTRUST, ownership code E, domestic entity
Nov 20, 2018 to Mar 28, 2024factForm ADV

Dated events

Occurred
Jun 30, 2022
Control person joined
Ann Beth Roth (Director) appeared on Schedule A of Miller Howard Investments Inc
Form ADVobserved 5 days ago
Occurred
Aug 3, 2021
Control person left
Chase Dana Troxell (Director/Vice President Of The Board) no longer on Schedule A of Miller Howard Investments Inc (listed 2021-03-31, absent 2021-08-03)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2021
Control person left
Gerard Luc Theeuwes (Director) no longer on Schedule A of Miller Howard Investments Inc (listed 2021-03-31, absent 2021-08-03)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2021
Control person joined
M Catherine Johnston (Chief Marketing Officer) appeared on Schedule A of Miller Howard Investments Inc
Form ADVobserved 5 days ago
Occurred
Aug 3, 2021
Control person joined
Lee Gregory Powell (Chief Investment Officer) appeared on Schedule A of Miller Howard Investments Inc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Miller Howard Investments Inc reported RAUM $2.4B, down 41% from $4.2B (2020-06-18 to 2021-03-31)
Form ADVobserved 5 days ago
$-1.7B
Occurred
Jan 10, 2020
Control person joined
Marie Eva Horowitz (Chief Operating Officer) appeared on Schedule A of Miller Howard Investments Inc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Miller Howard Investments Inc reported RAUM $4.4B, down 26% from $6.0B (2018-11-21 to 2019-03-29)
Form ADVobserved 5 days ago
$-1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d27570ee-a076-2e81-2ccc-11a84f522c18
First observed: Mar 29, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLER HOWARD INVESTMENTS INC

CRD 105800

KINGSTON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d27570ee-a076-2e81-2ccc-11a84f522c18

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LOWELL GLASER MILLER

n/a

WOODSTOCK, NY

n/a

JUDD MARTIN PETERSON

n/a

KINGSTON, NY

yes

BRYAN JOSEPH SPRATT

n/a

SUNBURY, OH

n/a

SCOTT M MARDY

Chartered Financial Analyst

Kingston, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HELHOSKI, BRIAN, EUGENE

CHIEF FINANCIAL OFFICER

yes

05/2018

Mar 17, 2026

JENIFER, LUAN, ELIZABETH

DIRECTOR/PRESIDENT/CEO

yes

06/2016

Mar 17, 2026

JOHNSTON, CATHERINE, MARI

CHIEF MARKETING OFFICER

yes

06/2021

Mar 17, 2026

POWELL, GREGORY, LEE

CHIEF INVESTMENT OFFICER

yes

11/2020

Mar 17, 2026

ATKINS, CHARLES, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

05/2018

May 9, 2018

Mar 28, 2024

HOROWITZ, EVA, MARIE

DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY

yes

01/2020

Jan 10, 2020

Mar 28, 2024

MILLER/HOWARD INVESTMENTS, INC. EMPLOYEE STOCK OWNERSHIP TRUST

Trust

yes

11/2018

Nov 20, 2018

Mar 28, 2024

HAMADA, HELEN

DIRECTOR/CHAIR

04/1993

Mar 17, 2026

HUGHES, DANIELLE, FRANCES

DIRECTOR OFFICER/SECRETARY

11/2018

Mar 17, 2026

LESLIE, JOHN, EDWARD

DIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST

12/2018

Mar 17, 2026

ROTH, BETH-ANN

Director

06/2022

Mar 17, 2026

SPINNAKER TRUST

Trustee

11/2018

Mar 17, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MHI FUNDS, LLC

n/a

No RAUM reported

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$3.8B

$3.4B

n/a

2024

Mar 19, 2025

$3.5B

$3.1B

n/a

2023

Mar 18, 2024

$3.2B

$2.9B

n/a

2022

Mar 30, 2023

$3.1B

$2.8B

n/a

2021

Mar 30, 2022

$3.0B

$2.8B

n/a

2020

Mar 31, 2021

$2.4B

$2.2B

n/a

2019

Mar 25, 2020

$4.2B

$3.8B

n/a

2018

Mar 29, 2019

$4.4B

$4.0B

n/a

2017

Mar 28, 2018

$6.0B

$5.4B

n/a

2016

Mar 31, 2017

$6.4B

$6.0B

n/a

2015

Mar 30, 2016

$6.8B

$6.5B

n/a

2014

Mar 26, 2015

$8.9B

$8.7B

n/a

2013

Mar 14, 2014

$6.7B

n/a

2012

Mar 15, 2013

$4.3B

n/a

2011

Mar 29, 2012

$3.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.8B

$3.5B

10.4%

$3.1B

6.6%