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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 11, 2026 | n/a | yes | Pasadena, CA | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Apr 19, 2022 | May 20, 2026 | no | ST. LOUIS, MO|PASADENA, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 10, 2017 | Apr 20, 2022 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 20, 2026 | May 11, 2026 | -9 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | STIFEL INDEPENDENT ADVISORS, LLC | Apr 20, 2022 | Apr 19, 2022 | -1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 28218:149018:CA:2026-05-20 | May 20, 2026 | May 11, 2026 | PASADENA, CA | Firm change |
| 11025:28218:CA:2022-04-19 | Apr 20, 2022 | Apr 19, 2022 | PASADENA, CA | Firm change |